How SEC’s New Reg BI Guidelines Impact Broker-Dealers

ValueWalk’s Q&A session with Todd Cipperman, the founding principal of Cipperman Compliance Services (CCS), discussing the new guidelines regarding Reg BI, if Jay Clayton is focusing on the right aspects and, private equity and illiquid valuation.

DT / Pixabay

Can you tell us about your background?

I am the founding principal of Cipperman Compliance Services (CCS).

[REITs]

Q1 hedge fund letters, conference, scoops etc

When did you start your firm and what does it do?

2004. CCS provides...

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